Summary

Sarbanes-Oxley Act of 2002 — Title V—Analyst Conflicts of Interest

DEFINITIONS— In this section— `` (1) the term ``securities analyst ́ ́ means any associated person of a registered broker or dealer that is principally responsible for, and any associated person who reports directly or indirectly to a securities analyst in connection with, the preparation of the substance of a research report, whether or not any such person has the job title of ``securities analyst ́ ́
Source: Wikisource

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